THE ROLE OF THEORY IN AESTHETICS

Theory has been central in aesthetics and is still the preoccupation of the philosophy of art. Its main avowed concern remains the determination of the nature of art which can be formulated into a definition of it. It construes definition as the statement of the necessary and sufficient properties of what is being defined, where the statement purports to be a true or false claim about the essence of art, what characterizes and distinguishes it from everything else. Each of the great theories of art - Formalism, Voluntarism, Emotionalism, Intellectualism, Intuitionism, Organicism - converges on the attempt to state the defining properties of art. Each claims that it is the true theory because it has formulated correctly into a real definition the nature of art; and that the others are false because they have left out some necessary or sufficient property. Many theorists contend that their enterprise is no mere intellectual exercise but an absolute necessity for any understanding of art and our proper evaluation of it. Unless we know what art is, they say, what are its necessary and sufficient properties, we cannot begin to respond to it adequately or to say why one work is good or better than another. Aesthetic theory, thus, is important not only in itself but for the foundations of both appreciation and criticism. Philosophers, critics, and even artists who have written on art, agree that what is primary in aesthetics is a theory about the nature (nature = essence, character, meaning) of art.

Is aesthetic theory, in the sense of a true definition or set of necessary and sufficient properties of art, possible? If nothing else does, the history of aesthetics itself should give one enormous pause here. For, in spite of the many theories, we seem no nearer our goal today than we were in Plato's time. Each age, each art-movement, each philosophy of art, tries over and over again to establish the stated ideal only to be succeeded by a new or revised theory, rooted, at least in part, in the repudiation of preceding ones. Even today, almost everyone interested in aesthetic matters is still deeply wedded to the hope that the correct theory of art is forthcoming. We need only examine the numerous new books on art in which new definitions are proffered; or, in our own country especially, the basic textbooks and anthologies to recognize how strong the priority of a theory of art is.

In this essay (essay = chapter, article, writing) I want to plead for the rejection of this problem. I want to show that theory- in the requisite classical sense-is never forthcoming in aesthetics, and that we would do much better to supplant the question, "What is the nature of art?," by other questions, the answers to which will provide us with all the understanding of the arts there can be. I want to show that the inadequacies of the theories are not primarily occasioned by any legitimate difficulty such e.g., as the vast complexity of art, which might be corrected by further probing and research. Their basic inadequacies reside instead in a fundamental misconception of art. Aesthetic theory-all of it-is wrong in principle in thinking that a correct theory is possible because it radically misconstrues the logic of the concept of art. Its main contention that "art" is amenable to real or any kind of true definition is false. Its attempt to discover the necessary and sufficient properties of art is logically misbegotten for the very simple reason that such a set and, consequently, such a formula about it, is never forthcoming. Art, as the logic of the concept shows, has no set of necessary and sufficient properties, hence a theory of it is logically impossible and not merely factually difficult. Aesthetic theory tries to define what cannot be defined in its requisite sense. But in recommending the repudiation of aesthetic theory I shall not argue from this, as too many others have done, that its logical confusions render it meaningless or worthless. On the contrary, I wish to reassess its role and its contribution primarily in order to show that it is of the greatest importance to our understanding of the arts.

The problem with which we must begin is not "What is art?," but "What sort of concept is 'art'?" Indeed, the root problem of philosophy itself is to explain the relation between the employment of certain kinds of concepts and the conditions under which they can be correctly applied. In aesthetics, our first problem is the elucidation of the actual employment of the concept of art, to give a logical description of the actual functioning of the concept, including a description of the conditions under which we correctly use it or its correlates. If we actually look and see what it is that we call "art," we will also find no common properties, only strands of similarities. Knowing what art is is not apprehending some manifest or latent essence but being able to recognize, describe, and explain those things we call "art" in virtue of these similarities. But the basic resemblance between these concepts is their open texture. In elucidating them, certain (paradigm) cases can be given, about which there can be no question as to their being correctly described as "art," but no exhaustive set of cases can be given. I can list some cases and some conditions under which I can apply correctly the concept of art but I cannot list all of them, for the all-important reason that unforeseeable or novel conditions are always forthcoming.

A concept is open if its conditions of application are emendable and corrigible; i.e., if a situation or case can be imagined or secured which would call for some sort of decision on our part to extend the use of the concept to cover this, or to close the concept and invent a new one to deal with the new case and its new property. If necessary and sufficient conditions for the application of a concept can be stated, the concept is a closed one. It cannot occur with empirically descriptive and normative concepts unless we arbitrarily close them by stipulating the ranges of their uses.

The primary task of aesthetics is not to seek a theory but to elucidate the concept of art. (elucidate = explain, clarify, render intelligible) Specifically, it is to describe the conditions under which we employ the concept (concept = idea) correctly. Definition, reconstruction, patterns of analysis are out of place here since they distort and add nothing to our understanding of art. What, then, is the logic of "A tsuba is a work of art"? As we actually use the concept, "Art" is both descriptive (like "tsuba") and evaluative (like "good"); i.e., we sometimes say, "This is a work of art," to describe something and we sometimes say it to evaluate something. Neither use surprises anyone. What, first, is the logic of "This tsuba is a work of art," when it is a descriptive utterance? What are the conditions under which we would be making such an utterance correctly? There are no necessary and sufficient conditions but there are the strands of similarity conditions, i. e., bundles of properties, none of which need be present but most of which are, when we describe things as works of art. I shall call these the "criteria of recognition" of works of art. All of these have served as the defining criteria of the individual traditional theories of art; so we are already familiar with them. Thus, mostly, when we describe something as a work of art, we do so under the conditions of there being present some sort of artifact, made by human skill, ingenuity, and imagination, which embodies in its sensuous, medium metal, ceramics, wood, words, etc. - certain distinguishable elements and relations. Special theorists would add conditions like satisfaction of wishes, expression of emotion, some act of empathy, and so on; but these latter conditions seem to be quite nonessential, present to some but not to other spectators when things are described as works of art. "The tsuba is a work of art and contains no emotion, expression, act of empathy, satisfaction, etc.," is perfectly good sense and may frequently be true. "The tsuba is a work of art and . . . was made by no one," or... "exists only in the mind and not in any publicly observable thing," in each case of which a normal condition is denied, are also sensible and capable of being true in certain circumstances. None of the criteria of recognition is a defining one, either necessary or sufficient, because we can sometimes assert of something that it is a work of art and go on to deny any one of these conditions, even the one which has traditionally been taken to be basic, namely, that of being an artifact: Consider, "This piece of driftwood is a lovely piece of sculpture." Thus, to say of anything that it is a work of art is to commit oneself to the presence of some of these conditions. One would scarcely describe a tsuba as a work of art if the tsuba were not an artifact, or a collection of elements sensuously presented in a product of human skill, and so on. If none of the conditions were present, if there were no criteria present for recognizing something as a work of art, we would not describe it as one. But, even so, no one of these or any collection of them is either necessary or sufficient.

The elucidation of the descriptive use of "Art" creates little difficulty. But the elucidation of the evaluative use does. For many, especially theorists, "This is a work of art" does more than describe; it also praises. Its conditions of utterance, therefore, include certain preferred properties or characteristics of art. I shall call these "criteria of evaluation." Consider a typical example of this evaluative use, the view according to which to say of something that it is a work of art is to imply that it is a successful harmonization of elements. Many of the honorific definitions of art and its sub-concepts are of this form. What is at stake here is that "Art" is construed as an evaluative term which is either identified with its criterion or justified in terms of it. "Art" is defined in terms of its evalu-ative property, e.g., successful harmonization. On such a view, to say "This tsuba is a work of art" is (1) to say something which is taken to mean "This tsuba is a successful harmonization" (e.g., "Art is significant form") or (2) to say something praise-worthy on the basis of its successful harmonization. Theorists are never clear whether it is (1) or (2) which is being put forward. Most of them, concerned as they are with this evaluative use, formulate (2), i.e., that feature of art that makes it art in the praise-sense, and then go on to state (1), i.e., the definition of "Art" in terms of its art-making feature. And this is clearly to confuse the conditions under which we say something evaluatively with the meaning of what we say. "This is a work of art," said evaluatively, cannot mean "This is a successful harmonization of elements"-except by stipulation-but at most is said in virtue of the art-making property, which is taken as a (the) criterion of "Art," when "Art" is employed to assess. "This is a work of art," used evaluatively, serves to praise and not to affirm the reason why it is said.

The evaluative use of "Art," although distinct from the conditions of its use, relates in a very intimate way to these conditions. For, in every instance of "This is a work of art" (used to praise), what happens is that the criterion of evaluation (e.g., successful harmonization) for the employment of the concept of art is converted into a criterion of recognition. This is why, on its evaluative use, "This is a work of art" implies "This has P," where "P" is some chosen art-making property. Thus, if one chooses to employ "Art" evaluatively, as many do, so that "This is a work of art and not (aesthetically) good" makes no sense, he uses "Art" in such a way that he refuses to call anything a work of art unless it embodies his criterion of excellence.

There is nothing wrong with the evaluative use; in fact, there is good reason for using "Art" to praise. But what cannot be maintained is that theories of the evaluative use of "Art" are true and real definitions of the necessary and sufficient properties of art. Instead they are honorific definitions, pure and simple, in which "Art" has been redefined in terms of chosen criteria. But what makes them-these honorific definitions-so supremely valuable is not their disguised linguistic recommendations; rather it is the debates over the reasons for changing the criteria of the concept of art which are built into the definitions. In each of the great theories of art, whether correctly understood as honorific definitions or incorrectly accepted as real definitions, what is of the utmost importance are the reasons profferred in the argument for the respective theory, that is, the reasons given for the chosen or preferred criterion of excellence and evaluation. It is this perennial debate over these criteria of evaluation which makes the history of aesthetic theory the important study it is. The value of each of the theories resides in its attempt to state and to justify certain criteria which are either neglected or distorted by previous theories. Look at the Bell-Fry theory again. Of course, "Art is significant form" cannot be accepted as a true, real definition of art; and most certainly it actually functions in their aesthetics as a redefinition of art in terms of the chosen condition of significant form. But what gives it its aesthetic importance is what lies behind the formula: In an age in which literary and representational elements have become paramount in painting, return to the plastic ones since these are indigenous to painting. Thus, the role of the theory is not to define anything but to use the definitional form, almost epigrammatically, to pin-point a crucial recommendation to turn our attention once again to the plastic elements in painting.

Once we understand this distinction between the formula and what lies behind it, it behooves us to deal generously with the traditional theories of art; because incorporated in every one of them is a debate over and argument for emphasizing or centering upon some particular feature of art which has been neglected or perverted. If we take the aesthetic theories literally, as we have seen, they all fail; but if we reconstrue them, in terms of their func-tion and point, as serious and argued-for recommendations to concentrate on certain criteria of excellence in art, we shall see that aesthetic theory is far from worthless. Indeed, it becomes as central as anything in aesthetics, in our under-standing of art, for it teaches us what to look for and how to look at it in art. What is central and must be articulated in all the theories are their debates over the reasons for excellence in art-debates over emotional depth, profound truths, natural beauty, exactitude, freshness of treatment, and so on, as criteria of evaluation-the whole of which converges on the perennial problem of what makes a work of art good. To understand the role of aesthetic theory is not to conceive it as definition, logically doomed to failure, but to read it as summaries of seriously made recommendations to attend in certain ways to certain features of art.



   


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